Job Type
Job Details
As one of the world鈥檚 leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.
If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day!
Job Description Key Responsibilities / Duties:- Address day to day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology related or manual controls created and applied during this process.
- Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification.
- Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements.
- Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position.
- Assist in resolving queries from regional compliance team and Front Office on compliance matters.
- Assist with ongoing review of relevant processes and procedures to ensure best practice.
- Perform daily manual tasks that are monitored outside of OMS. Perform list updates on OMS.
- Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
- Assist in Compliance related projects and responsibilities. Perform daily check on funds that are overdrawn, compare cash reports received from Reconciliation team with CRD reports and notifying relevant teams to clear the overdraft.
- Effectively find solutions to compliance issues as they arise.
- Good written and verbal communication skills
- Good interpersonal and strong analytical skills
- Strong attention to detail
- Shall be a good team player
- Shall be open to work flexible hours
- Proficiency on MS Office suite of applications
- Familiarity with trading systems and compliance components such as Charles River, Bloomberg, LZ Sentinel or Aladdin
- CFA or FRM
- B. Com / M. Com / MBA /CA / Degree in Commerce/Finance
At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.听
Why Invesco
In Invesco, we act with integrity and do meaningful work to create impact for our stakeholders. We believe our culture is stronger when we all feel we belong, and we respect each other鈥檚 identities, lives, health, and well-being. We come together to create better solutions for our clients, our business and each other by building on different voices and perspectives. We nurture and encourage each other to ensure our meaningful growth, both personally and professionally.听
We believe in diverse, inclusive, and supportive workplace where everyone feels equally valued, and this starts at the top with our senior leaders having diversity and inclusion goals. Our global focus on diversity and inclusion has grown exponentially and we encourage connection and community through our many employee-led Business Resource Groups (BRGs).听听
What鈥檚 in it for you?听
As an organization we support personal needs, diverse backgrounds and provide internal networks, as well as opportunities to get involved in the community and in the world.听
Our benefit policy includes but not limited to:听
- Competitive Compensation听
- Flexible, Hybrid Work听
- 30 days鈥� Annual Leave + Public Holidays听
- Life Insurance听
- Retirement Planning听
- Group Personal Accident Insurance听
- Medical Insurance for Employee and Family听
- Annual Health Check-up听
- 26 weeks Maternity Leave听
- Paternal Leave听
- Adoption Leave听
- Near site Childcare Facility听
- Employee Assistance Program听
- Study Support听
- Employee Stock Purchase Plan听
- ESG Commitments and Goals听
- Business Resource Groups听
- Career Development Programs听
- Mentoring Programs听
- Invesco Cares听
- Dress for your Day听
In Invesco, we offer development opportunities that help you thrive as a lifelong learner in a constantly evolving business environment and ensure your constant growth. Our AI enabled learning platform delivers curated content based on your role and interest. We ensure our manager and leaders also have many opportunities to advance their skills and competencies that becomes pivotal in their continuous pursuit of performance excellence.听
To know more about us听
About Invesco: 听
About our Culture: 听
About our D&I policy: 听
About our CR program: 听
Apply for the role @ Invesco Careers: 听
